ACA and ERISA Compliance: 11 Steps to Avoid (or Survive) a DOL Audit | Sessions

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Concurrent Session
ACA and ERISA Compliance: 11 Steps to Avoid (or Survive) a DOL Audit
In-Person Wednesday 06/14/2023 07:30 AM - 08:30 AM   Add to calendar

Competencies: Business (Behavioral) | Intended Audience: Mid-Level, Senior-Level
Workplace Application:
Attendees will learn how to identify common plan design and/or operational problems and fix them, before the DOL shows up. 


After passage of the ACA and updates to ERISA, there are even more requirements that employers sponsoring health and other welfare plans need to ensure they are performing correctly. During this fast-moving session, one of SHRM's most highly rated speakers, Gary Kushner, SPHR, CBP will walk through 11 items you'll want to review to make sure you have all of the processes and documentation you'll need if your employer is ever the subject of a DOL audit of your health and welfare plans.

Learning Objectives:

  • Learn what the DOL looks for when they do an audit (and what you can do to be totally prepared).
  • Identify the pitfalls that many employers miss when sponsoring plans that can show up on audit.
  • Understand the rules around electronic SPD and notice disclosures.

In-person session offerings are on a first-come, first-served basis.

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Gary B. Kushner, CBP Photo
Gary B. Kushner, CBP, Chair and President,
Kushner & Company